Whistleblower disclosure · VINGA (ex-JOOL) · Compliance red flag · KYC/AML review requested

POI-03 · Entity network

Anton Allansson: entity network, counterparties and supervising authorities

Partner seat covering issuer relationships from mandate through extension, coupon strip and solicitation. Screening this name means screening the entities, the partner group and the booking jurisdictions listed below.

Companies this seat sits between

  • VINGA Group

    Parent group, presented publicly as "Nordic Growth Capital & Advisory Services". Lists VINGA Securities Sweden, VINGA Securities Finland, VINGA Securities Switzerland, VINGA Corporate Finance, VINGA Asset Management and VINGA Wealth Management.

  • VINGA Corporate Finance AB

    Stockholm-based debt and equity capital markets adviser. Public site presents DI Gasell 2025 recognition, DCM and ECM advisory, refinancing of previous bonds, and green bond structuring.

  • VINGA Securities AG

    Swiss-domiciled broker-dealer arm, operating from Geneva, Zurich and Pfäffikon. Public marketing lists Sebastien Khlat-Muller as Directeur général, Vinga Securities AG.

Co-named individuals in the same operation

Authorities with jurisdiction

  • Finansinspektionen

    Sweden — Documented practices at VINGA Corporate Finance AB in Stockholm: origination conduct, conflict management and solicitation-agent role.

  • Finanstilsynet

    Norway — Relevant given the JOOL Markets licence revocation and the continuity of personnel into VINGA.

  • ESMA

    European Union — Cross-border solicitation of bondholders into conversions that release transaction security; MiFID II conduct-of-business consistency.

Red flag for all KYC on these persons.

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