Whistleblower disclosure · VINGA (ex-JOOL) · Compliance red flag · KYC/AML review requested

POI-05 · Entity network

Johan Bergstrom: entity network, counterparties and supervising authorities

New-money onboarding at the Swiss office — the seat that brings fresh investors to paper with a known default pattern. Screening this name means screening the entities, the partner group and the booking jurisdictions listed below.

Companies this seat sits between

  • VINGA Group

    Parent group, presented publicly as "Nordic Growth Capital & Advisory Services". Lists VINGA Securities Sweden, VINGA Securities Finland, VINGA Securities Switzerland, VINGA Corporate Finance, VINGA Asset Management and VINGA Wealth Management.

  • VINGA Corporate Finance AB

    Stockholm-based debt and equity capital markets adviser. Public site presents DI Gasell 2025 recognition, DCM and ECM advisory, refinancing of previous bonds, and green bond structuring.

  • VINGA Securities AG

    Swiss-domiciled broker-dealer arm, operating from Geneva, Zurich and Pfäffikon. Public marketing lists Sebastien Khlat-Muller as Directeur général, Vinga Securities AG.

Co-named individuals in the same operation

Authorities with jurisdiction

  • FINMA

    Switzerland — Documented conduct of VINGA Securities AG and its Geneva, Zurich and Pfäffikon operations, including FIDLEG/FinSA disclosure and suitability obligations.

  • ESMA

    European Union — Cross-border solicitation of bondholders into conversions that release transaction security; MiFID II conduct-of-business consistency.

  • Internal channels at custodian and private banks

    Sweden · Switzerland · Finland — Institutions that onboarded VINGA-arranged paper should escalate internally to compliance and risk management.

Continue on this seat

Red flag for all KYC on these persons.

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