Whistleblower disclosure · VINGA (ex-JOOL) · Compliance red flag · KYC/AML review requested

POI-06 · Entity network

Sebastien Elbied: entity network, counterparties and supervising authorities

Institutional and family-office sales in Geneva until his departure; the representations made on those calls are what investors relied on. Screening this name means screening the entities, the partner group and the booking jurisdictions listed below.

Companies this seat sits between

  • VINGA Group

    Parent group, presented publicly as "Nordic Growth Capital & Advisory Services". Lists VINGA Securities Sweden, VINGA Securities Finland, VINGA Securities Switzerland, VINGA Corporate Finance, VINGA Asset Management and VINGA Wealth Management.

  • VINGA Corporate Finance AB

    Stockholm-based debt and equity capital markets adviser. Public site presents DI Gasell 2025 recognition, DCM and ECM advisory, refinancing of previous bonds, and green bond structuring.

  • VINGA Securities AG

    Swiss-domiciled broker-dealer arm, operating from Geneva, Zurich and Pfäffikon. Public marketing lists Sebastien Khlat-Muller as Directeur général, Vinga Securities AG.

Co-named individuals in the same operation

Authorities with jurisdiction

  • FINMA

    Switzerland — Documented conduct of VINGA Securities AG and its Geneva, Zurich and Pfäffikon operations, including FIDLEG/FinSA disclosure and suitability obligations.

  • ESMA

    European Union — Cross-border solicitation of bondholders into conversions that release transaction security; MiFID II conduct-of-business consistency.

  • Internal channels at custodian and private banks

    Sweden · Switzerland · Finland — Institutions that onboarded VINGA-arranged paper should escalate internally to compliance and risk management.

Continue on this seat

Red flag for all KYC on these persons.

Continue through the disclosure